Additional Details of our Investment Practice

In our investment practice at Norris Financial Group®, accounts are supervised daily. Performance is measured daily in house and reported to the clients quarterly. 

We do not utilize third party managers.  Instead we use in-house research and investment strategies. We employ sophisticated tools, reporting services, and technologies to efficiently and proficiently manage our client’s accounts.

Our investment style is predominantly “active” with an emphasis on risk-adjusted performance measures.  We manage client accounts in an effort to extract a reasonable return for the level of risk they assume.

Our Investment Policy Statement provides us with discretion over the accounts; therefore, at any time we can move any or all of an account to a cash/money market position. 

© 2024 Norris Financial Group. All rights reserved. 


To learn more about the professional history of our financial advisor(s), please visit BrokerCheck
View our ADV here. View our CRS here. View Osaic Wealth Form CRS here.


The views expressed are not necessarily the opinion of Osaic Wealth, Inc., and should not be construed directly or indirectly, as an offer to buy or sell any securities mentioned herein. Investing involves risk including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. Past performance is no guarantee of future results. Please note that individual situations can vary. Therefore, the information presented here should only be relied upon when coordinated with individual professional advice.

Securities offered through  Osaic Wealth, Inc., member FINRA/SIPC. Investment advisory services offered through Norris Financial Group, LLC, a Registered Investment Advisor unaffiliated with Osaic Wealth

The  Osaic Wealth, Inc., Registered Representative(s) associated with this site may only discuss and/or transact securities business with residents of the following states (registrations vary by individual representative): AL, AR, AZ, CA, CO, FL, GA, LA, MS, NC, OH, PA, SC, TN, TX, VA, VT, WV

PLEASE NOTE: When you link to any of the websites/hyperlinks displayed within this website, you are leaving this website and assume total responsibility and risk for your use of the website you are linking to. We make no representation as to the completeness or accuracy of any information provided at these websites.